CFMMC Materials of Requirements for Account Opening

来源：China Futures Market Monitoring Center 时间：2018-03-26

The requirements of several types of overseas traders image data content:

The type of trader	Serial number	Image data	Requirement
Overseas individual traders	1	The scanned copy of passport information page	Must provide
	2	The scanned copy of driver's license	At least one acquisition
		The scanned copy of social security documents
		The scanned copy of tax documents
		The scanned copy of local ID with both sides
		The scanned copy of other reference documents
		Certification of the trader complies with the appropriate system of availability of funds for the relevant futures exchange trader	Accounts through overseas brokerage must offer
		The application of Chinese trading encoding translation	Must provide
	3	The front view head shot photo of the trader	Must provide
Individual traders in Hong Kong, Macao and Taiwan	1	The scanned copy of both sides of Hong Kong and Macao permanent identity card or travel passes for Taiwan residents to enter or leave the mainland	Must provide
	2	The scanned copy of driver's license	At least one acquisition
		The scanned copy of social security documents
		The scanned copy of tax documents
		The scanned copy of both sides of Hong Kong and Macao residents mainland travel permit or Taiwan identity card
		The scanned copy of other reference documents
		Certification of the trader complies with the appropriate system of availability of funds for the relevant futures exchange trader	Accounts through overseas brokerage must offer
		The Chinese translation of transaction code application form	Hong Kong and Macao individual traders must provide
	3	The front view head shot photo of the trader	Must provide
Foreign unit traders and traders in Hong Kong, Macao and Taiwan	1	The scanned copy of business registration certificate	Must provide
	2	The scanned copy of tax documents	Must provide
		Certification of the trader complies with the appropriate system of availability of funds for the relevant futures exchange trader	Accounts through overseas brokerage must offer
		The Chinese translation of transaction code application form	Traders units of Hong Kong and Macao and foreign traders must provide
	3	The scanned copy of unit authorization	Must provide
	4	The front view head shot photo of the account agent	Must provide
	4	The scanned copy of identity certification of the agent	Must provide
	5	The front view head shot photo of the managing director or the legal representative	Must provide
		The scanned copy of valid identity documents of the managing director or the legal representative	Must provide
		The scanned copy of reference identity documents of the managing director or the legal representative	Must provide
Foreign individual traders who are permanent residence in China	1	The scanned copy of both sides of foreigners permanent residence permit	Must provide
	2	The scanned copy of personal passport information page※	The document with ※ must be provided; others can be provided if available
		The scanned copy of driver's license
		The scanned copy of social security documents
		The scanned copy of tax documents
		The scanned copy of both sides of local ID
		The scanned copy of other reference documents
	3	The front view head shot photo of the trader	Must provide

Remarks:

1. Except for Taiwanese traders and overseas individual traders who permanently residing in China, the image data of other overseas traders shall also include the Chinese translation of the transaction code application form;

2. Valid identification documents of the managing director or legal representative include passports, permanent residence permits for foreigners, Hong Kong and Macao Permanent Resident Identity Cards, and permits for Taiwan residents to travel to and from the mainland; reference identification documents include passports (regular directors or legal representatives only. The use of permanent residence in China), driver's license, local social security documents, local tax payment certificates, positive and negative aspects of local identity cards, Hong Kong and Macao residents' inbound and outbound passes, and other reference certificates;

3、Opening agents' identity documents include passports, permanent residence permits for foreigners, local identity cards, permits for Taiwan residents to travel to and from the mainland, driver's licenses, local tax payment certificates, local social security documents, passports for Hong Kong and Macao residents traveling to and from the Mainland, military officers' certificates, police officers' certificates, and soldiers certificates, residence booklets, Taiwanese card certificates, hometown permits, and other documents.